Evaluating value chain impact using a sustainable livelihoods approach: A case study on horticulture in Afghanistan
Leah Katerberg | Amanullah Khan | Scott Ruddick
This paper presents the results of an innovative livelihoods-based impactassessment methodology applied to a horticulture value chain project for women in Afghanistan. The methodology, designed by CATIE Agricultural University in Costa Rica and the Ford Foundation (Donovan and Stoian, 2009), applies indicators that can be used to quantify assets and identify changes in their levels over time. Capital assets are used as proxies for changes in poverty and well-being, and thus, impact. The results show that the approach has potential to provide useful information on a broader (i.e. beyond economic) scope of impact, and offer a unique, non-conventional approach to visualizing value chain results. This research deepens the CATIE/Ford approach by charting pre-project and post-project levels for five key capital assets on a sustainable livelihoods five-pointed framework. While the illustrative clarity of the approach is useful, the primary challenge lies in numeric calculation for each type of capital asset. The paper presents alternatives for addressing this challenge as well as others noted in the paper.
assessment methodology applied to a horticulture value chain project for women in Afghanistan. The methodology, designed by CATIE Agricultural University in Costa Rica and the Ford Foundation (Donovan and Stoian, 2009), applies indicators that can be used to quantify assets and identify changes in their levels over time. Capital assets are used as proxies for changes in poverty and well-being, and thus, impact. The results show that the approach has potential to provide useful information on a broader (i.e. beyond economic) scope of impact, and offer a unique, non-conventional approach to visualizing value chain results. This research deepens the CATIE/Ford approach by charting pre-project and post-project levels for five key capital assets on a sustainable livelihoods five-pointed framework. While the illustrative clarity of the approach is useful, the primary challenge lies in numeric calculation for each type of capital asset. The paper presents alternatives for addressing this challenge as well as others noted in the paper.
Ashley, C. and Hussein, K. (2000) Developing Methodologies for Livelihood Impact Assessment: Experience of the African Wildlife Foundation in East Africa, ODI working paper 129, Chameleon Press, London.
Chambers, R. and Conway, G. (1991) Sustainable Rural Livelihoods: Practical Concepts for the 21st Century. Institute of Development Studies Discussion Paper 296, IDB, Brighton, UK.
Donovan, J. and Stoian, D. (2009) Assessing the Impact of Value Chain Approaches on Rural Poverty: Methodological Guidelines for Development Practitioners and Private Sector Representatives, CATIE, Costa Rica.
Dorward, A., Poole, Nigel, Morrison, Jamie, Kydd, Jonathan, and Urey, Ian (2003) ‘Markets, institutions and technology: Missing links in livelihoods analysis’. Development Policy Review 21(3): 319-32.
Ellis, F. (2000) Rural Livelihoods and Diversity in Developing Countries, Oxford University Press, New York.
Food and Agriculture Organization (FAO) (2011) Sustainable Livelihoods and Food Security [online], available from: http://www.fao.org/participation/SL/SL_index.htm [last accessed 29 April 2011]. http://www.fao.org/participation/SL/SL_index.htm
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International Fund for Agricultural Development (IFAD) (2011) The Sustainable Livelihoods Approach [online], available from: http://www.ifad.org/sla/index.htm [last accessed 28 April 2011]. http://www.ifad.org/sla/index.htm
Scoones, I. (1998) Sustainable Rural Livelihoods: A Framework for Analysis, IDS Working Paper No 72, IDS, Brighton, UK.
Scoones, I. (2009) ‘Livelihoods perspectives and rural development’, Journal of Peasant Studies 36(1): 171-96.
Serrat, O. (2008) The Sustainable Livelihoods Approach, Knowledge Solutions, Asian Development Bank, Manila: 15. Swiss Agency for Development and Cooperation (2010) ‘Livelihood approaches’ [online], available from: http://www.poverty-wellbeing.net/[last accessed 28 April 2011]. http://www.poverty-wellbeing.net/
UK Department for International Development (DFID) (1999) ‘Sustainable livelihoods guidance sheets’ [online], available from: http://www.ennonline.net/resources/667 [last accessed 28 April 2011]. http://www.ennonline.net/resources/667
United States Agency for International Development (USAID) (2011) ‘Accelerating market-led growth in agriculture’ [online], available from: http://afghanistan.usaid.gov/en/programs/agriculture [last accessed 30 April 2011]. http://afghanistan.usaid.gov/en/programs/agriculture
World Bank (2010) ‘Afghanistan country data’ [online], available from: http://data.worldbank.org/country/afghanistan [last accessed 12 December 2010]. http://data.worldbank.org/country/afghanistan
World Bank (2011) ‘Poverty in Afghanistan’ [online], available from: http://web.worldbank.org/WBSITE/EXTERNAL/COUNTRIES/SOUTHASIAEXT/EXTSAREGTOPPOVRED/0,,contentMDK:20574056~menuPK:493447~pagePK:3 4004173~piPK:34003707~theSitePK:493441,00.html [last accessed 30 April 2011]. http://web.worldbank.org/WBSITE/EXTERNAL/COUNTRIES/SOUTHASIAEXT/EXTSAREGTOPPOVRED/0,,contentMDK:20574056~menuPK:493447~pagePK:3 4004173~piPK:34003707~theSitePK:493441,00.html
Ashley, C. and Hussein, K. (2000) Developing Methodologies for Livelihood Impact Assessment: Experience of the African Wildlife Foundation in East Africa, ODI working paper 129, Chameleon Press, London.
Chambers, R. and Conway, G. (1991) Sustainable Rural Livelihoods: Practical Concepts for the 21st Century. Institute of Development Studies Discussion Paper 296, IDB, Brighton, UK.
Donovan, J. and Stoian, D. (2009) Assessing the Impact of Value Chain Approaches on Rural Poverty: Methodological Guidelines for Development Practitioners and Private Sector Representatives, CATIE, Costa Rica.
Dorward, A., Poole, Nigel, Morrison, Jamie, Kydd, Jonathan, and Urey, Ian (2003) ‘Markets, institutions and technology: Missing links in livelihoods analysis’. Development Policy Review 21(3): 319-32.
Ellis, F. (2000) Rural Livelihoods and Diversity in Developing Countries, Oxford University Press, New York.
Food and Agriculture Organization (FAO) (2011) Sustainable Livelihoods and Food Security [online], available from: http://www.fao.org/participation/SL/SL_index.htm [last accessed 29 April 2011]. http://www.fao.org/participation/SL/SL_index.htm
Integrated Regional Information Network (IRIN) (2009) Food Still Unaffordable for Millions [online], available from: http://www.irinnews.org/Report.aspx?ReportId=83417 [last accessed 12 December 2010]. http://www.irinnews.org/Report.aspx?ReportId=83417
International Fund for Agricultural Development (IFAD) (2011) The Sustainable Livelihoods Approach [online], available from: http://www.ifad.org/sla/index.htm [last accessed 28 April 2011]. http://www.ifad.org/sla/index.htm
Scoones, I. (1998) Sustainable Rural Livelihoods: A Framework for Analysis, IDS Working Paper No 72, IDS, Brighton, UK.
Scoones, I. (2009) ‘Livelihoods perspectives and rural development’, Journal of Peasant Studies 36(1): 171-96.
Serrat, O. (2008) The Sustainable Livelihoods Approach, Knowledge Solutions, Asian Development Bank, Manila: 15. Swiss Agency for Development and Cooperation (2010) ‘Livelihood approaches’ [online], available from: http://www.poverty-wellbeing.net/[last accessed 28 April 2011]. http://www.poverty-wellbeing.net/
UK Department for International Development (DFID) (1999) ‘Sustainable livelihoods guidance sheets’ [online], available from: http://www.ennonline.net/resources/667 [last accessed 28 April 2011]. http://www.ennonline.net/resources/667
United States Agency for International Development (USAID) (2011) ‘Accelerating market-led growth in agriculture’ [online], available from: http://afghanistan.usaid.gov/en/programs/agriculture [last accessed 30 April 2011]. http://afghanistan.usaid.gov/en/programs/agriculture
World Bank (2010) ‘Afghanistan country data’ [online], available from: http://data.worldbank.org/country/afghanistan [last accessed 12 December 2010]. http://data.worldbank.org/country/afghanistan
World Bank (2011) ‘Poverty in Afghanistan’ [online], available from: http://web.worldbank.org/WBSITE/EXTERNAL/COUNTRIES/SOUTHASIAEXT/EXTSAREGTOPPOVRED/0,,contentMDK:20574056~menuPK:493447~pagePK:3 4004173~piPK:34003707~theSitePK:493441,00.html [last accessed 30 April 2011]. http://web.worldbank.org/WBSITE/EXTERNAL/COUNTRIES/SOUTHASIAEXT/EXTSAREGTOPPOVRED/0,,contentMDK:20574056~menuPK:493447~pagePK:3 4004173~piPK:34003707~theSitePK:493441,00.html
Ashley, C. and Hussein, K. (2000) Developing Methodologies for Livelihood Impact Assessment: Experience of the African Wildlife Foundation in East Africa, ODI working paper 129, Chameleon Press, London.
Chambers, R. and Conway, G. (1991) Sustainable Rural Livelihoods: Practical Concepts for the 21st Century. Institute of Development Studies Discussion Paper 296, IDB, Brighton, UK.
Donovan, J. and Stoian, D. (2009) Assessing the Impact of Value Chain Approaches on Rural Poverty: Methodological Guidelines for Development Practitioners and Private Sector Representatives, CATIE, Costa Rica.
Dorward, A., Poole, Nigel, Morrison, Jamie, Kydd, Jonathan, and Urey, Ian (2003) ‘Markets, institutions and technology: Missing links in livelihoods analysis’. Development Policy Review 21(3): 319-32.
Ellis, F. (2000) Rural Livelihoods and Diversity in Developing Countries, Oxford University Press, New York.
Food and Agriculture Organization (FAO) (2011) Sustainable Livelihoods and Food Security [online], available from: http://www.fao.org/participation/SL/SL_index.htm [last accessed 29 April 2011]. http://www.fao.org/participation/SL/SL_index.htm
Integrated Regional Information Network (IRIN) (2009) Food Still Unaffordable for Millions [online], available from: http://www.irinnews.org/Report.aspx?ReportId=83417 [last accessed 12 December 2010]. http://www.irinnews.org/Report.aspx?ReportId=83417
International Fund for Agricultural Development (IFAD) (2011) The Sustainable Livelihoods Approach [online], available from: http://www.ifad.org/sla/index.htm [last accessed 28 April 2011]. http://www.ifad.org/sla/index.htm
Scoones, I. (1998) Sustainable Rural Livelihoods: A Framework for Analysis, IDS Working Paper No 72, IDS, Brighton, UK.
Scoones, I. (2009) ‘Livelihoods perspectives and rural development’, Journal of Peasant Studies 36(1): 171-96.
Serrat, O. (2008) The Sustainable Livelihoods Approach, Knowledge Solutions, Asian Development Bank, Manila: 15. Swiss Agency for Development and Cooperation (2010) ‘Livelihood approaches’ [online], available from: http://www.poverty-wellbeing.net/[last accessed 28 April 2011]. http://www.poverty-wellbeing.net/
UK Department for International Development (DFID) (1999) ‘Sustainable livelihoods guidance sheets’ [online], available from: http://www.ennonline.net/resources/667 [last accessed 28 April 2011]. http://www.ennonline.net/resources/667
United States Agency for International Development (USAID) (2011) ‘Accelerating market-led growth in agriculture’ [online], available from: http://afghanistan.usaid.gov/en/programs/agriculture [last accessed 30 April 2011]. http://afghanistan.usaid.gov/en/programs/agriculture
World Bank (2010) ‘Afghanistan country data’ [online], available from: http://data.worldbank.org/country/afghanistan [last accessed 12 December 2010]. http://data.worldbank.org/country/afghanistan
World Bank (2011) ‘Poverty in Afghanistan’ [online], available from: http://web.worldbank.org/WBSITE/EXTERNAL/COUNTRIES/SOUTHASIAEXT/EXTSAREGTOPPOVRED/0,,contentMDK:20574056~menuPK:493447~pagePK:3 4004173~piPK:34003707~theSitePK:493441,00.html [last accessed 30 April 2011]. http://web.worldbank.org/WBSITE/EXTERNAL/COUNTRIES/SOUTHASIAEXT/EXTSAREGTOPPOVRED/0,,contentMDK:20574056~menuPK:493447~pagePK:3 4004173~piPK:34003707~theSitePK:493441,00.html
Ashley, C. and Hussein, K. (2000) Developing Methodologies for Livelihood Impact Assessment: Experience of the African Wildlife Foundation in East Africa, ODI working paper 129, Chameleon Press, London.
Chambers, R. and Conway, G. (1991) Sustainable Rural Livelihoods: Practical Concepts for the 21st Century. Institute of Development Studies Discussion Paper 296, IDB, Brighton, UK.
Donovan, J. and Stoian, D. (2009) Assessing the Impact of Value Chain Approaches on Rural Poverty: Methodological Guidelines for Development Practitioners and Private Sector Representatives, CATIE, Costa Rica.
Dorward, A., Poole, Nigel, Morrison, Jamie, Kydd, Jonathan, and Urey, Ian (2003) ‘Markets, institutions and technology: Missing links in livelihoods analysis’. Development Policy Review 21(3): 319-32.
Ellis, F. (2000) Rural Livelihoods and Diversity in Developing Countries, Oxford University Press, New York.
Food and Agriculture Organization (FAO) (2011) Sustainable Livelihoods and Food Security [online], available from: http://www.fao.org/participation/SL/SL_index.htm [last accessed 29 April 2011]. http://www.fao.org/participation/SL/SL_index.htm
Integrated Regional Information Network (IRIN) (2009) Food Still Unaffordable for Millions [online], available from: http://www.irinnews.org/Report.aspx?ReportId=83417 [last accessed 12 December 2010]. http://www.irinnews.org/Report.aspx?ReportId=83417
International Fund for Agricultural Development (IFAD) (2011) The Sustainable Livelihoods Approach [online], available from: http://www.ifad.org/sla/index.htm [last accessed 28 April 2011]. http://www.ifad.org/sla/index.htm
Scoones, I. (1998) Sustainable Rural Livelihoods: A Framework for Analysis, IDS Working Paper No 72, IDS, Brighton, UK.
Scoones, I. (2009) ‘Livelihoods perspectives and rural development’, Journal of Peasant Studies 36(1): 171-96.
Serrat, O. (2008) The Sustainable Livelihoods Approach, Knowledge Solutions, Asian Development Bank, Manila: 15. Swiss Agency for Development and Cooperation (2010) ‘Livelihood approaches’ [online], available from: http://www.poverty-wellbeing.net/[last accessed 28 April 2011]. http://www.poverty-wellbeing.net/
UK Department for International Development (DFID) (1999) ‘Sustainable livelihoods guidance sheets’ [online], available from: http://www.ennonline.net/resources/667 [last accessed 28 April 2011]. http://www.ennonline.net/resources/667
United States Agency for International Development (USAID) (2011) ‘Accelerating market-led growth in agriculture’ [online], available from: http://afghanistan.usaid.gov/en/programs/agriculture [last accessed 30 April 2011]. http://afghanistan.usaid.gov/en/programs/agriculture
World Bank (2010) ‘Afghanistan country data’ [online], available from: http://data.worldbank.org/country/afghanistan [last accessed 12 December 2010]. http://data.worldbank.org/country/afghanistan
World Bank (2011) ‘Poverty in Afghanistan’ [online], available from: http://web.worldbank.org/WBSITE/EXTERNAL/COUNTRIES/SOUTHASIAEXT/EXTSAREGTOPPOVRED/0,,contentMDK:20574056~menuPK:493447~pagePK:3 4004173~piPK:34003707~theSitePK:493441,00.html [last accessed 30 April 2011]. http://web.worldbank.org/WBSITE/EXTERNAL/COUNTRIES/SOUTHASIAEXT/EXTSAREGTOPPOVRED/0,,contentMDK:20574056~menuPK:493447~pagePK:3 4004173~piPK:34003707~theSitePK:493441,00.html
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